Wellington Management offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our investment solutions, tailored to the unique return and risk objectives of institutional clients in more than 50 countries, draw on a robust body of proprietary research and a collaborative culture that encourages independent thought and healthy debate. As a private partnership, we believe our ownership structure fosters a long-term view that aligns our perspectives with those of our clients.
As part of the Legal and Compliance Department, the Regulatory Analyst will be responsible for various tasks associated with the support of our attorneys, clients and investment personnel. RESPONSIBILITIES The position's primary responsibilities include, but may not be limited to, the following. With the guidance of an attorney:
Review and prepare the various legal agreements and documents necessary to execute capital markets transactions including equity and fixed income securities, derivatives, and bank loans;
Review, negotiate, and prepare the various legal agreements and documents necessary to execute investment management agreements and related client onboarding documentation for separate accounts;
Prepare amendments to add clients to existing derivatives master agreements; assist in tracking and organizing agreements;
Provide guidance to investment, trade administration, and operations personnel on actions necessary to facilitate private equity, secondary offering, registered direct, and PIPE deals;
Review equity and fixed income offering documentation to determine client suitability;
Support the maintenance and creation of various fund offering documents within document production tools
Assist in supporting emerging market access products trading by providing guidance (in some cases during overseas office hours) to trading and investment personnel; and
Review and/or prepare materials related to requests for production for certain prospective clients
QUALIFICATIONS The successful candidate will possess the following qualifications:
Qualifications for this position include a working knowledge of global capital markets, including Derivatives, and a solid understanding of the investment industry.
Strong written and oral communication skills
Inquisitive mindset with an appropriate level of skepticism and curiosity
Strong analytical and problem solving skills
A positive attitude
Ability to function effectively in a high-energy team-oriented environment
Highly comfortable with data
Highly-organized and detail-oriented; demonstrated planning and organizational skills
Ability to manage multiple initiatives simultaneously The candidate should have a college undergraduate degree with a minimum of 3-5 years' experience in the legal and/or financial industries field
JOB TITLE Regulatory Analyst, Capital Markets
JOB FAMILY Legal
LOCATION 280 Congress
As an equal opportunity employer, Wellington Management considers all qualified applicants will receive consideration for employment without regard to race, color, sex, sexual orientation, gender identity, gender expression, religion, creed, national origin, age, ancestry, disability (physical or mental), medical condition, citizenship, marital status, pregnancy, veteran or military status, genetic information or any other characteristic protected by applicable law. If you are a candidate with a disability, or are assisting a candidate with a disability, and require an accommodation to apply for one of our jobs, please email us at Wellington@icareerhelp.com .