Assist the whole compliance process related to HK and offshore entities, from planning the scope of the compliance to documenting and reporting the identified issues, in the E-commerce, Forex trading and investments areas.
Responsible for regulatory compliance matters including documentation of mandatory submissions and response to the regulating authorities in HK and offshore.
Sets up internal compliance procedures as a start-up member of HK office and offshore business
Manages relationships with key regulatory partners and lawyers
Participates in global legal and compliance activities and work with colleagues in other regions
Coordinate with other business units on new product and services launches
Coordinate review of existing, new and proposed regulations that are relevant to the firm and communicate to the appropriate business lines
Serve as project leader on business initiatives as needed
Review and approve client communications and/or promotional materials as needed
Assist in general responsibilities and designated tasks of the Compliance program
Knowledge on legal / compliance, covering the E-commerce, Forex trading and investments areas of banking or related business areas is preferred.
Good command of English and Mandarin is a must.
Strong interpersonal and relationship management skills.
Qualification of attorney (English/Hong Kong law) is definitely a plus.
Potential candidates with less experience will be considered as Compliance Assistant.
Internal Number: 4990947
About BYFIN Co., Limited
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