Based in Smithfield RI, this role will provide legal support to the Fidelity Clearing & Custody Solutions group (FCCS), a collection of Fidelity business groups that provide brokerage and other services to third party intermediary clients including registered investment advisors, banks and broker-dealers.
Evaluating and assisting in the development of brokerage products and services in collaboration with multiple groups within Fidelity, including product, client experience, risk, compliance, finance, sales, technology and marketing.
The Skills You Bring
Experience advising on SEC, FINRA and other laws, rules and regulations applicable to broker-dealers and investment advisors and mutual funds.
Strong work ethic and excellent judgment and attention to detail.
Ability to work independently under pressure in a fast-paced and dynamic environment handling multiple projects simultaneously with minimal day-to-day supervision.
Ability to effectively collaborate on projects and initiatives and build relationships within the Legal department as well as with business partners, compliance and risk while exhibiting behavior consistent with Fidelity’s culture and values.
Excellent presentation, oral communication, and ability to influence diverse groups of professionals.
Strong writing and research skills, adaptive to and effective for different audiences.
Strong analytical, investigatory and problem-solving skills.
The Value You Deliver
The ability to quickly analyze complex factual situations with an understanding of the broader business and firm context, while weighing the relative risks to the firm.
Support sales, relationship management and client experience teams and provide strategic advice and analysis to senior business executives.
Providing legal advice and support on custody services for alternative investments.
The Expertise You Have
JD and at least 5-10 years of law firm, industry, or regulatory experience.
Admitted to practice or willing to secure bar admission in the relevant jurisdiction.
Experience in broker-dealer and securities laws (Securities Exchange Act of 1934, Securities Act of 1933) and related rules and regulations, including FINRA rules, as well as knowledge of the regulatory framework for investment advisors
Internal Number: 1815746
About Fidelity Investments
At Fidelity, we are focused on making our financial expertise broadly accessible and effective in helping people live the lives they want. We are a privately held company that places a high degree of value in creating and nurturing a work environment that attracts the best talent and reflects our commitment to our associates. For information about working at Fidelity, visit FidelityCareers.com
Fidelity Investments is an equal opportunity employer.