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MakeMyMove

Indianapolis, Indiana

Walpole Co-operative Bank

Walpole, Massachusetts

Walpole Co-operative Bank

Walpole, Massachusetts

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AdventHealth

Kissimmee, Florida

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Selby Jennings

Boston, Massachusetts

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Ameriprise Financial, Inc.

Minneapolis, Minnesota

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Conifer Health Solutions

Frisco, Texas

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Banner Health

Phoenix, Arizona

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AdventHealth

Shawnee Mission, Kansas

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Ameriprise Financial, Inc.

Minneapolis, Minnesota

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Selby Jennings

Charlotte, North Carolina

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Banner Health

Phoenix, Arizona

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University of Connecticut

Storrs, Connecticut

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DePaul University

Chicago, Illinois

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Selby Jennings

Chicago, Illinois

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Conifer Health Solutions

Frisco, Texas

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Conifer Health Solutions

Frisco, Texas

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Banner Health

Phoenix, Arizona

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Northwestern Mutual

Milwaukee, Wisconsin

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Conifer Health Solutions

Frisco, Texas

New Jersey Board of Public Utilities

Trenton, New Jersey

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AdventHealth

Davenport, Florida

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Banner Health

Phoenix, Arizona

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General Attorney
Summary: The Division of Enforcement investigates possible violations of securities laws, recommends Commission action when appropriate, either in a federal court or before an administrative law judge, and negotiates settlements.


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