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Wealth Management Branch Advisory Attorney, Vice President or Executive Director
The Attorney will be a point of legal contact on a wide variety of legal issues arising in the Wealth Management business for broker/dealer field personnel, including Regional and Complex Management, Divisional, Regional and Complex Risk Officers, and for Home Office personnel. The Attorney also will be responsible for advising paralegals in the Legal Group. The Attorney will be responsible for conducting legal research and drafting memos, drafting letters to clients on behalf of field management, and negotiating and drafting a variety of client-facing agreements, such as Confidentiality Agreements, Hold Harmless Agreements, and Custody Agreements. Responsibilities also will include advising on the investigation of senior financial exploitation and diminished capacity issue


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