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Kronick Moskovitz Tiedemann & Girard Logo
Kronick Moskovitz Tiedemann & Girard

Sacramento, California

University of California Los Angeles Logo
University of California Los Angeles

Los Angeles, California

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Zions Bancorporation

Salt Lake City, Utah

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University at Buffalo (SUNY)

Buffalo, New York

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AdventHealth Greater Orlando

Shawnee Mission, Kansas

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ChristianaCare Health System

Wilmington, Delaware

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The Institute of Internal Auditors

Lake Mary, Florida

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SECO Energy

Sumterville, Florida

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The Institute of Internal Auditors

Lake Mary, Florida

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Major, Lindsey & Africa

Manhattan, Kansas

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Hall, Render, Killian, Heath & Lyman, P.C. Logo
Hall, Render, Killian, Heath & Lyman, P.C.

United States - Nationwide

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Hall, Render, Killian, Heath & Lyman, P.C. Logo
Hall, Render, Killian, Heath & Lyman, P.C.

United States - Nationwide

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City of Charlottesville

Charlottesville, Virginia

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Gunderson Dettmer

Redwood City, California

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The North Carolina Licensing Board For General Contractors

Raleigh, NC

Minneapolis-St. Paul International Airport (Metropolitan Airports Commission)

Minneapolis

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The North Carolina Licensing Board For General Contractors

Raleigh, NC

Lane & Waterman LLP

Davenport, Iowa

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Rutgers University

New Brunswick, New Jersey

Littler Mendelson PC Logo
Littler Mendelson PC

Tysons Corner, Virginia

Harris Health System Logo
Harris Health System

Houston, Texas

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San Bernardino County

San Bernardino, California

Littler Mendelson PC Logo
Littler Mendelson PC

Newark, New Jersey

Epstein Becker & Green, P.C. Logo
Epstein Becker & Green, P.C.

Columbus, Ohio

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Principal Litigation Counsel, Enforcement
A Principal Litigation Counsel works under managerial guidance to litigate nationwide non-disciplinary and disciplinary proceedings before the Office of Hearing Officers (OHO) and to brief and argue appeals before the National Adjudicatory Council (NAC).     Essential Job Functions: Represent FINRA in a first or second chair capacity in disciplinary proceedings involving violations of the federal securities laws, FINRA and NASD Rules, Municipal Securities Rulemaking Board rules, and other self-regulatory organization rules. Represent FINRA in a first or second chair capacity in non-disciplinary hearings and litigation arising out of expedited proceedings, statutory disqualification decisions, membership application decisions, a


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