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American Physical Therapy Association

Alexandria, VA

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ChristianaCare Health System

Wilmington, Delaware

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New York, NY, 10176, USA

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Queens, NY, 11415, USA

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Lowenstein Sandler

New York, New York

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Washington State University

Pullman, Washington

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Fort Worth, Texas

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Principal Litigation Counsel, Enforcement
A Principal Litigation Counsel works under managerial guidance to litigate nationwide non-disciplinary and disciplinary proceedings before the Office of Hearing Officers (OHO) and to brief and argue appeals before the National Adjudicatory Council (NAC).     Essential Job Functions: Represent FINRA in a first or second chair capacity in disciplinary proceedings involving violations of the federal securities laws, FINRA and NASD Rules, Municipal Securities Rulemaking Board rules, and other self-regulatory organization rules. Represent FINRA in a first or second chair capacity in non-disciplinary hearings and litigation arising out of expedited proceedings, statutory disqualification decisions, membership application decisions, a


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